Portfolio

The SEC is investigating the bank for selling clients mutual funds that charge marketing fees when other, cheaper funds were available. SunTrust expects an enforcement action.

The move is a plus for clients looking to tap into emerging markets stocks and equities in Europe after run-ups the past year.

The latest developments make columnist Bob Veres wonder whether he has fallen through a wormhole.

The move is good news for money managers looking to tap into emerging stocks and equities in Europe after run-ups in both over the past year.

After years of underperformance, hedge funds are facing a revolt by endowments, pensions and other institutional investors.

The wirehouses have been offering packages worth 200% to 250%, down from previous highs around 350%.

Sometimes clients lack substantial portfolios. If that’s the case, planners can tread other paths to reach fair compensation.

The solution is low-cost index funds, he says, adding that index pioneer Jack Bogle "is a hero."

How does the future look when equities jump this fast? There’s good and bad news.

A detailed look at three years' of recruiting data, from biggest AUM to which firm has lost the most advisers.