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In a conversation with industry recruiter Mindy Diamond, the president of Bank of America's legacy wealth management firm shared his thoughts on advisor strategy and said he wanted advisors to integrate more with the rest of the bank.
January 19 -
The Evansville, Indiana, company introduced a boutique-style wealth management business called 1834, which caters to high-net-worth clients.
January 18 -
Deloitte Financial Corporate's settlement over recordkeeping allegations probably would have been bitter had the company not cooperated.
January 17 -
UBS Group doesn't plan to make the large-scale job cuts seen at global peers as the business of making investments for wealthy clients continues to see robust growth, Chief Executive Ralph Hamers said.
January 17 -
The new year brings new regulations and the end of grace periods from federal and self regulators.
January 13 -
FiComm Partners and ProudMouth aim to give advisory practices the tools needed to use a relatively untapped form of marketing in the industry to attract clients.
January 11 -
As the regional firm aims to serve more high net worth clients, it plans to hire 60 experienced advisors this year.
January 10 -
Comments on FINRA proposal question of difficulty of getting meritless customer complaints erased.
December 22 -
The firm is rolling out team affiliations and internal career pathways into advisor roles, while looking to siphon off veterans from wirehouses by continuing a popular no-strings-attached transition offer.
December 21 -
The largest U.S. bank's new digital money coach, embedded in its Chase app, has a referral feature designed to capture more business for wealth managers and contribute to attracting talent.
December 19