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Aaron Schaben and Teri Shepherd are named co-presidents of the wealth firm.
July 17
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Firms should be looking to build out a “data lake,” says the firm’s CTO.
July 17
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The bank has been slashing expenses, but executives acknowledged they remain high. Between having to hire thousands of compliance employees and waiting on the next CEO to be named, investments in new technology or other long-term growth are limited.
July 16
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Independent Advisor Alliance also started a robo advisor under Betterment for Advisors after adding more than $2 billion in assets over the past 12 months.
July 15
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Summit Brokerage Services will fold 450 advisors into one of the 41 OSJ regions under Cetera Advisor Networks this summer.
July 12
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The firm has shed fund holdings in defensive sectors such as health care and consumer staples.
July 11
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Should the board use 1% of its budget for its own oversight? A former board chairman responds to this proposal.
July 5
ProVise Management Group -
The firm's chief has led growth to an expected $1 billion in revenue this year from $7 million in 1998 when she joined. It's a matter of embracing the sector's evolution, she says.
July 1
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Adding clients may increase the top line, but it may come at the expense of profits, free time and even happiness.
June 21
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Unconflicted enforcement of the new code requires monetary investment from certificants.
June 20
3ethos -
How to know when you’ve reached that just-right size.
June 17
Life Planning Partners -
The No. 1 IBD aims to triple its potential target market reach, in part by adapting some aspects of employee services to independence.
June 7
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Activist investors have taken large stakes in at least 100 of the products so far this year.
June 7
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High-AUM RIAs at TD Ameritrade’s Elite LINC tell how they grew their firms when they were starting out.
June 7
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Firms that generate 75.5% profit margins are hiring, buying and automating, according to FA Insight.
June 6
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The BD’s employee channel is attracting more independent reps through offerings like technology and practice acquisition support.
June 4
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Independent broker-dealers have changed with the times. Our annual ranking has, too.
June 3
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Warning: Advisory firm buyers may be purchasing a depleted oil well.
June 3
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The majority of the top 25 firms boosted their business by double digits in 2018, and five of them reeled in more than 20% growth.
June 3
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The firm aims for a bigger foothold in a competitive sector with new offerings around tech, service, advisory programs and practice management.
May 23
