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Adviser Dan Moisand was surprised by the decision not to delay the fiduciary rule further. But he wasn’t put off. Here’s why.
May 23
Moisand Fitzgerald Tamayo -
There is "no principled legal basis" to do so, Labor Secretary Acosta says.
May 23 -
Serving a client’s best interest means focusing on fewer households. Staying profitable means choosing the right ones. Editor Lee Conrad talks with LPL exec Arthur Osman about segmenting a book of business.
May 22 -
Opponents of the regulation don’t have “new evidence” to beat back a final legal challenge, says the former assistant secretary of the Department of Labor.
May 22 -
The number of employees involved in compliance and regulatory work at U.S. Bank doubled over the past three years.
May 19 -
Former Vanguard CEO Jack Brennan says the Labor Department has already succeeded in swaying firms and investors over to best-interest advice.
May 16 -
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The wirehouse will offer commission-based retirement accounts under limited circumstances.
May 11 -
The $420 million team marks the latest wirehouse exit over a lack of flexibility around the rule.
May 9 -
The method is gaining traction, even as some warn against abandoning the regular approach.
May 4 -
Despite initial reservations, the advisers eventually viewed the cuts as the right thing to do in light of the industry's shift to a fiduciary standard of care.
May 2 -
Despite confusion over the rule's fate, ERISA attorney Fred Reish warns advisors it's likely to go into effect without significant changes.
May 2 -
From BlackRock CEO Larry Fink to author Michael Lewis, here are the most thought-provoking remarks made at the asset manager's annual conference.
May 1 -
Dan Arnold expects that upheaval to lead to more movement of advisers and assets.
April 28 -
Advisers must integrate risk management, invest in technology and take control of what they can.
April 28
Jefferson National -
Advisers must integrate risk management, invest in technology and take control of what they can.
April 28
Jefferson National -
Alexander Acosta must reckon with a June 9 deadline amid a tense political debate dividing the industry.
April 27 -
The Labor Department's own rule-making process may be presenting hurdles to completely rescinding the regulation.
April 27 -
The new offerings could boost returns to investors by 50 basis points, according to a Morningstar study.
April 17 -
The firm previously told some customers they would be transferred from their advisers to a self-managed system, but then backtracked and said it's holding off on the changes.
April 12













