Industry

It looks bright, says the CMO of Carson Group — but only if advisors face up to the problem and actively convert it into an opportunity.

Banking and robo advice will be part of the new digital offering, United Capital's CEO says at MarketCounsel.

Who wins, loses after the massive BD merger crosses the finish line?

The $1.8 billion deal is expected to close in mid-2020.

It was Ray Jay’s tech and in-house marketing agency that initially appealed to the team.

“Tackling student debt is vital today if we hope to set employees up for long-term financial success,” says Scott Whatley, president of E-Trade.

The wirehouse last made changes to its compensation plan in 2016.

A former rep has drawn at least 30 claims after pleading guilty to fraud, while clients of another ex-LPL advisor are seeking damages five years after his initial arrest.

It has been a banner year for regional BDs as more than 400 planners joined the fold, according to hiring data analyzed by On Wall Street.

Current employment contracts benefit companies and silence women, according to an In|Vest West panel of advisors and industry professionals.