Industry

The largest increases came from the only firms in the sector reporting jumps of at least 20% or more in 2018.

"Truist" was roundly mocked when it was unveiled as the name of the merging BB&T and SunTrust, but it’s hardly the first bank moniker to elicit a "huh?" from critics.

The recruits include a 37-year industry veteran who co-managed $240 million in client assets.

The firm agreed to “remove language that formed the basis of the alleged misrepresentations."

The former general counsel has signaled interest in staying on.

Revisiting his predictions from 2017, he doubles down on the importance of firms adapting to embrace industry trends — and offers some new forecasts.

Advisors will find the lowest, near-zero fund. Do they read the fine print?

The regional BD has maintained a steady influx of wirehouse advisors.

Listening to a customer service call produced a big surprise. It also showed how firms can take one position to fight complaints in private, but another in public.

Two teams with $344 million in total AUM are tasked with expanding the firm’s presence in Mexico and South America.