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IFP reports dramatic increases in revenue, financial advisors joining the firms network and client AUM.
March 6 -
Bradley Fisher will be taking over as managing director and leader of the Family Office Advisory Practice.
March 6 -
Chicago-based RIA HighTower has lured away HSW Advisors, a three-man team overseeing more than $1.4 billion for 50 clients, from Merrill Lynchs private banking and investment group.
March 5 -
State Street Corporation has appointed Dick Taggart to the post of head of Middle Office Outsourcing Operations across North America for the companys investment manager services business.
March 5 -
Three advisors from Merrill Lynch have left their posts to form COVA Wealth Management, a subsidiary of Raymond James Financial Services.
March 2
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Mutual of Omaha has named Seth Friedman to serve as 401(k) national sales director. He takes over for Michael Ziccardi, who left the firm in December to join Rekon Intelligence, which works with advisors to help them build out their businesses.
March 2 -
Wells Fargo has promoted Dean Junkans to the role of chief investment officer of Wells Fargo Advisors and Wells Fargo Private Bank.
March 1 -
StanCorp Equities has appointed Jennifer Giampaolo as a pension consultant for its Orange County Retirement Plans Office, responsible for retirement plan sales in Orange, San Diego, San Bernardino and Riverside counties. She will also serve Arizona and New Mexico.
March 1 -
Independent broker-dealer Paulson Investment Company has agreed to transfer its retail operations to RIA and broker-dealer JHS Capital Advisors.
March 1 -
Independent advisory firm French, Wolf and Farr has increased its AUM after taking on Piedmont Asset Management.
March 1
