Industry

Clients surprised me when I asked for their opinions about the planning tool. Plus, how to find out if you're an "innovator" or a "laggard."

A Florida court will hear a client’s claim that the firm charges processing fees that had ranged as high as 10 times more than the stated purpose: transaction and clearing costs.

Advisors see raising their rates as a difficult topic to broach, but one RIA coach has a variety of methods for approaching it.

The deal is the latest consolidation in the industry, which is experiencing pressure on revenues as investors flock to low-fee, passive index and ETFs.

Earnings reports this week showed the firms are increasingly rushing into a booming market for lending to wealthy clients. So far, it’s paying off.

What's to stop financial planning from being shrunk entirely into a free app?

Sales of the fee-only products have expanded in a major way, but they have yet to win over advisors.

Firms who "do nothing" will be in a "precarious position," advisors are warned at a Fidelity conference.

Edward Lee Moody used the stolen proceeds to buy a home and travel to Las Vegas among other destinations.

The deal is Captrust's 31st purchase in the past 12 years.