Industry

The two declined to cooperate with investigations into allegations that they engaged in undisclosed outside business ventures.

John Taft comes to the firm after a long career in wealth management. He will focus on developing advisor services and recruiting new teams.

Frequent recruitment adds to the firm’s bench after stemming an outflow of talent late last year.

The bank is removing hurdles to employee advisors switching channels among other recent initiatives.

Clients may consider changing their business structure under the new law.

Despite questions about the hastily cobbled legislation, there's some consensus as to what advisors and their clients can do now to avoid unpleasant surprises.

The Private Ocean co-founder, also known for founding software company Junxure, calls Lakeview a "perfect fit."

Parker’s candid responses to Financial Planning’s rapid-fire queries on new digital tools, sexual harassment, Social Security planning, deal-making, how (not) to talk to clients about the stock market run-up and more.

The advisor was drawn to the regional BD’s small culture.

CEO Jim Cracchiolo says the firm’s headcount is poised for growth again following a stagnant year.