Industry

Class-action lawsuits inspired by the DoL regulation “may go away,” says a prominent ERISA attorney.

The season isn’t over yet ― check out these reading recommendations from the C-suite.

The execs were moved up to roles overseeing key markets in the New York Tri-State and mid-Atlantic regions.

The group previously generated almost $2 million in annual revenue, according to their new employer.

The advisors come from a firm reported to manage over $5 billion in assets.

For any advisor caught in trying circumstances, it's natural to feel upset. But there's a constructive way to respond to challenges.

A judge issued a ruling after intensely scrutinizing advisors' emails and text messages to clients.

The most important consideration when changing firms is not to tell anyone, other than your spouse, business coach or consultant. An advisor should never mention a move being contemplated.

If clients are unhappy with any aspect of their life that financial planning will solve, make that the primary focus.

The hybrid firm stated it now has $4.9 billion in AUM, with $1.4 billion gained this year alone.