Industry

Johnson has overseen the $849 million Pimco EqS Long/Short Fund, which takes positions in stocks he selected, since its 2003 inception at his previous firm.

The former wirehouse group, which specializes in retirement plan consulting and planning, worked mostly with institutional clients before making the move.

See which independent broker-dealers have the most high-end reps, plus dive into the average production for the top 10.

The independent firm affiliated with Raymond James lured a wirehouse recruit with close to 20 years of experience.

Here are several factors recruits should consider to find their best fit, according to a leading recruiter.

Now that the tax-free distribution is back on the books, here's how advisers can take full advantage.

The alleged wrongdoers transferred client money to their wives’ accounts, the commission says.

Brokers whose deferred pay has been withheld could soon file claims after the regulator confirmed advisers' right to take disputes to FINRA arbitration.

The acquisition of the New York City-based firm is expected to boost People's United's assets under management to $8 billion.

Second-quarter revenue from trust and brokerage services sank 11% and 10%, respectively, from the same period last year.