Industry

The IBD's top technologist's question for firms seeking upgrades: Are you sure you understand how you want to go to market?

A search is underway to replace Mary Mack, who will transition to a different unit.

Several of Dawn Bennett's clients suffered major investment losses, "with two losing $1 million and $17.6 million," according to the SEC.

The two ex-wirehouse advisers each had about 20 years of industry experience.

Advisers join the regional broker-dealer from Wells Fargo and Charles Schwab.

The largest recruits managed more than $17 billion in client assets.

The four new recruits moved to Raymond James’ independent broker-dealer.

Adviser recruiting was not expected to be affected, according to people with knowledge of the matter.

See which independent broker-dealer reported over 31% payout growth, plus dive into the average payout for the top 10.

The goal is to make clients appreciate the value of services being offered.