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A National Financial Partners Corp. shareholder sued to block the firms $1.3 billion sale to Madison Dearborn Partners LLCs, a Chicago-based private equity firm.
June 10 -
Hilliard Lyons continues growth in North Carolina with the addition of two former UBS advisors.
June 10 -
One year after the "untimely" death of Richard Aster, founder of Larkspur, Calif.-based Aster Capital Investment Management, the investment advisor is selling off its assets.
June 9 -
ProShares has added Ramesh Babu as chief technology officer and William Poulin as head of product management.
June 7 -
New York-based W.P. Stewart & Co. has hired Michael Maquet as chief executive officer, effective June 10.
June 7 -
Commonwealth Financial Network, the nations largest privately held independent broker-dealer, named Rich Hunter president and chief operating officer on Friday and also announced new affiliation models for its nearly 1,500 financial advisors.
June 7 -
Payden & Rygel is looking to tap into the broker dealer channel with a new partnership.
June 7 -
Sean E. Ekiert has joined Raymond James as a managing director in Richmond, Va.
June 7 -
Financial Planning released its annual list of the largest independent broker-dealers in June. Here's a list of the top 28 smaller firms based on revenue.
June 7
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LPL hired Michelle Oroschakoff as chief risk officer and managing director.
June 7
