Portfolio

An advisor finds himself thrust into a role he did not anticipate when his married clients die unexpectedly, leaving two sons who need advice and support.

Many clients are “denying themselves today for fear of what could happen tomorrow,” an expert says.

This is the 14th new location the regional BD has opened so far this year.

Although the mistake was short-lived and the dollar value small, the mishap raises new questions about how managers monitor indexes.

Many pin the blame on stagnant or dwindling income, according to a new survey.

One of the clients who filed the claim is still trying to withdraw money from non-traded investments he says were never explained to him.

LIMRA predicts that lower interest rates will cut into the record sales, but two top issuers received IRS rulings they say will help RIAs offer the products.

The deal will accelerate the firm’s digital-heavy client strategy, CEO Andy Rachleff said.

HighTower adds a nearly $1 billion RIA to its growing roster.

Investment banks are increasingly studying the relative positioning of funds that compete with each other to beat benchmarks.