Practice

The lawsuits claim the universities failed to follow ERISA laws since retail mutual funds were among the investment choices instead of lower-cost versions.

See which independent broker-dealers generated the most revenue from fee-based accounts.

Making non-deductible contributions to a traditional account is the first step to a back-door Roth.

A Triad executive says the firm aims to work with more advisers who want to go independent but who need help dealing with increasing regulatory burdens.

Making non-deductible contributions to a traditional account is the first step to a back-door Roth.

Proposed changes to the standard deduction that would have benefited lower-income Americans are now being revisited. Meanwhile, the top rates and estate taxes get the ax.

The digital M&A trend has much in common with the wildly popular game app.

Assets under advisement were said to be $13 billion. The AUM was much less.

"The business model of the asset management industry is really archaic," says Scott MacKillop, founder of First Ascent Asset Management.

One of the alleged fraudsters used client funds to pay off gambling debts, according to authorities.