Practice

In a rebuttal to the Board’s recently installed director of enforcement, John H. Robinson says Tom Sporkin is delivering more organizational spin at the expense of transparency and consumer interests.

The number of accounts with balances of at least $1 million grew 84% year over year, while the number of seven-figure IRAs jumped more than 64%.

The LearnLux scholarship will be awarded annually and provide recipients with the guidance, resources and tools necessary to pass the CFP exam within 19 months.

The robo advisor agreed to pay $300,000 without admitting or denying the findings.

Sonya Lutter joined Herbers & Co.'s Academy as its new director of institutional research and education.

Besides the low pass rates, Jared Dillian argues that the certification doesn't make better advisors.

Advisors share a tax trick that allows professionals to build seven-figure retirement plans.

Defense cites a heart condition caused by a Brazilian parasite as a reason for lesser time.

14.8 million participants switch employers every year — and 33% of workers have stranded a 401(k) savings account in a former employer’s plan at least once.

Nicholas Spagnoletti, 52, had “images and videos depicting the sexual exploitation and/or abuse of a minor” on his phone, investigators say.