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New hires come at a moment of heightened competition for talent industrywide.
February 5
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Wealth managers acting as “downstream broker-dealers” allegedly made $187 million in commissions and other selling fees on GPB Capital investments.
February 4
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In the new Form CRS, firms must justify whether they place client assets in advisory or broker accounts.
February 4
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Recruiting and retention of talent looms large for Advisor Group after it rolled up three firms in the wake of a massive acquisition.
February 4
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Approval for similar access at competitors such as Schwab and Morgan Stanley’s E-Trade can take days.
February 4
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APIs, proprietary funds, customer service issues: executives explain what they’re planning as their company hits $6.7 trillion in client assets.
February 4
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The 20 categories with the biggest gains are home to nearly $10 trillion in combined assets.
February 3
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Scott Ford is the new president of the 1,400-employeee wealth management unit that caters to affluent clientele of the Minneapolis company.
February 3
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The team caters to wealthy clients and athletes, and specializes in private placement life insurance.
February 3
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This could be "could be much larger than we expect,” Zach Perret says.
February 3
