Practice

Non-discretionary accounts may comprise the bulk of a client’s net worth, but are traditionally out of an advisor’s sphere of influence.

The boutique wealth manager has been aggressively courting top brokers.

Christopher Rollins worked for Goldman Sachs for 16 years and rose to be a managing director before the firm fired him in February 2017.

Here’s what advisors need to know about the 20% qualified business income rule.

More than one third of the respondents (37%) save for emergency purposes, while 30% save to secure their retirement. See the reason that tops the list.

The regional BD's three hires come from Wells Fargo and Ameriprise.

I’ve been watching, with increasing dismay, the trend of outside investors taking ownership of advisory firms.

AUM, revenue and client base growth are soaring, but advisors must remain vigilant.

"The process has become enervating and exhausting and to the point where you don't even want to look at it anymore," an expert says.

The firms may or may not be vying against one another, but their advisor forces are moving in different directions.