Financial regulations

The regulation encourages more transparency around fees for products that weren’t previously required to reveal such information.

In addition to redesigning its business lines, the $48 billion firm is considering a robo, the president of its broker-dealer said.

Expected new chief for financial products is fueling speculation for more innovative funds.

Aug. 7: The firm aims to mix innovation with old fashioned salesmanship, and is even considering a robo, according to the president of its broker-dealer.

Class-action lawsuits inspired by the DoL regulation “may go away,” says a prominent ERISA attorney.

John helped found the coalition between the board, NAPFA and the FPA.

Many firms are finding new ways to incorporate computer models and data science into their research.

When and how are former employers allowed to file? Attorney and compliance expert Alan J. Foxman explains.

July 24: The world’s largest independent broker-dealer has launched a new mutual fund platform to adhere to the rule.

A bill repealing rule moves on to House floor, while appropriators seek to block funding for the measure.