More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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With the barred former rep in the Dominican Republic, a court filing asks a state judge to toss a FINRA panel’s decision absolving the firm of responsibility.
April 13
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Vania May Bell has admitted to helping her father run a scheme that started in the late 1990s and ended in 2018.
April 13
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The company reported revenue of about $4.7 billion for the three months ended in March, slightly below analyst estimates of about $4.8 billion for the period.
April 13
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Kent Manderville has 700 NHL games and a silver medal on his resume. Find out why that made him perfect for a career in wealth management.
April 13
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As risk management becomes a major driver for banks, we discuss how to approach these questions in a different way
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You can buy a share of Lamborghini now. Should you do it?
April 13
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Skience’s Marc Butler shares four tips for broker-dealers that want to stay independent.
April 12
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Once facing scrutiny for its relationship with a previous majority shareholder, the firm settled the regulator’s allegations about an issuer it called “Company A.”
April 12
