More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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Keith Todd Ashley has been arrested, jailed and indicted multiple times in connection to murder, fraud and a fabricated suicide.
January 12
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Dan Drees serves as the chief growth officer for AvidXchange. He is a fintech expert and industry veteran with more than 25 years of experience helping teams at Fortune 500 companies and financial institutions, such as GE, Bank of America, Ally and Capital One, generate next-level growth. Most recently, he led the fraud and risk solutions business at Fiserv, where he focused on enabling financial institutions and their clients to reduce the cost and complexity associated with fraud and compliance through process automation and the use of next-generation data analytics.
January 12
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The regulator has charged about 100 other wealth managers with failing to explain 12b-1 fees tied to their mutual fund recommendations.
January 12
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When companies allow employees to own stock in their retirement plans, real tax benefits can ensue. But there’s much to factor in.
January 12
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In her new role, Rothschild will oversee product development and help scale the wealthtech’s new business lines.
January 12
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Corey Schmidt, CPA, is manager of audit innovation at Accountability Plus LLC.
January 12
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The organization overseeing the most prominent planning certification answers critics who say it’s falling short of its mission.
January 12
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Former J.P. Morgan exec looks to behavioral finance for answers to investing questions.
January 12
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As private equity muscles into wealth management's fastest growing niche, it's injecting Wall Street business practices into financial planning.
January 11
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Raymond James resolved a million-dollar arbitration claim that won’t appear on anyone’s BrokerCheck, thanks to the panel’s decision.
January 11
