More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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Jay Clayton chaired the U.S. Securities and Exchange Commission from 2017 to 2020. He currently serves as chairman of the Board of Directors of Apollo Global Management, senior policy advisor and of counsel at Sullivan & Cromwell, and adjunct professor at the University of Pennsylvania Carey Law School.
March 23
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Rockefeller Capital Management’s latest recruiting spate has netted it three wirehouse teams in Texas, Cincinnati and Los Angeles — one of which caters to Native American tribes.
March 23
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Beryllus Capital will provide investment management, banking and real estate advice.
March 23
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The wealth managers paid victims restitution prior to one barred rep’s guilty plea and another one’s sentencing.
March 23
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Billy Leigh is managing director and senior vice president of strategy and transformation at
Embark . He leads the company's efforts to expand the ways in which the company serves clients by leveraging data, technology and AI.March 23
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Yet another IRS change to tax rules amid the COVID pandemic is complicating tax-planning opportunities for financial advisors this filing season.
March 23
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Collecting all unpaid income tax from the top 1% would boost revenue to the U.S. Treasury by $175 billion a year.
March 23
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The firm will enlist law firm Paul, Weiss, Rifkind, Wharton & Garrison to review the issue and other incidents to surface in recent weeks.
March 23
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“When I left, I told Morgan Stanley [Ron] was the best person I've ever worked for in my career,” says advisor Jason Fertitta, who is hiring his old boss.
March 23
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Lesli Gooch is the CEO for the Manufactured Housing Institute. MHI is the national trade organization representing all segments of the factory-built housing industry.
March 23
