More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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The bank created a new unit that houses its Marcus online lending business and credit-card venture with Apple.
January 7
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The fund will track the performance of companies that issue shares directed to either the investing public or the company’s founders and executives.
January 7
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The advisor was charged with overbilling clients by hundreds of thousand of dollars and diverting millions from the company’s payroll to his own account.
January 7
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The changes are the firm's latest steps in a broad reorganization of its wealth management business since it hired Iqbal Khan from rival Credit Suisse.
January 7
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For starters, wage income earned by those working past their full retirement age can boost tax bills and medical insurance costs.
January 6
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Rivals will be waiting to seize on any changes that may irk some 4,400 representatives poised to operate under a new parent IBD network.
January 6
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Kimberly Anderson is a senior manager with UHY based in St. Louis and serves on the Technology Risk and Compliance group. Anderson has 20 years of experience in information technology consulting, including audit, SOC reporting, PCI compliance, DR/BCP and cybersecurity.
January 6
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David Barton is a managing director with UHY based in Atlanta, and serves as leader in the internal audit, risk & compliance and management & technology consulting groups. He has more than 25 years of practical experience in information systems and technology risk and controls.
Kimberly Anderson is a senior manager with UHY based in St. Louis and serves on the technology risk and compliance group. Anderson has 20 years of experience in information technology consulting, including audit, SOC reporting, PCI compliance, DR/BCP and cybersecurity.
January 6
