More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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Neil Keenan is a partner at the
Forensic Risk Alliance based in the firm's Washington, D.C., office and serves as co-lead of FRA's investigations practice. He specializes in the delivery of forensic accounting services, including investigations in a number of areas that include corruption, accounting fraud, asset misappropriation and embezzlement.May 7
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Advisors across the spectrum of AI adoption said that while the emerging technology presents potential gains, there are still worries.
May 7
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The Internal Revenue Service announced the inflation-adjusted amounts for health savings accounts in 2026.
May 7
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Industry trackers see Raymond James' proposal to buy minority stakes in its independent affiliates as a good way to reinvest while also warding off outside competition.
May 6
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The Internal Revenue Service has been conducting "sweeps" in recent years to uncover cases where high-income people have not been filing taxes.
May 6
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Four experts say that video training and giving the TLDR versions can go a long way to securing and keeping clients confident and engaged.
May 6
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The industry conflict of interest takes many common, controversial or outright confusing forms. Here's what financial advisors and investors should know.
May 6
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A unit of the bank bought by UBS in 2023 pleaded guilty to conspiring to help its customers hide more than $4 billion from the Internal Revenue Service in at least 475 offshore accounts
May 6
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Check out a compliance expert's emoji-onally intelligent tips for decoding the omnipresent icons. (Hint: context is 🔑.)
May 6
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