More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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UBS' Americas unit benefited from a swift uptick in client transactions in April, but that activity has since subsided, CEO Sergio Ermotti told analysts.
April 30
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The firm characterizes the cause examination, a procedure that typically originates from a customer complaint, as a routine matter.
April 30
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Aiming to funnel more millionaires into its services, Morgan Stanley is launching a private equity fund for its widest audience yet.
April 30
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Advisor and women in wealth advocate Cary Carbonaro charts her struggle for respect and pay parity after a buyout by a big investment bank.
April 30
Ashton Thomas -
Novel legal theories and a lower bar for plaintiffs could unleash an explosion in ERISA-based lawsuits against 401(k) plan providers.
April 29
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Financial planners who take their customers through a difficult calculation can add a lot of value that may sometimes get overlooked in the profession, one expert said.
April 29
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Cary Carbonaro is an award-winning certified financial planner with over 25 years of experience.
She is the managing wealth advisor and the women and wealth ambassador at Ashton Thomas, where she leads a financial planning practice focused on empowering women. Cary is the bestselling author of "The Money Queen's Guide" (2015) and the just-published "Women and Wealth: A Playbook to Empower Clients and Unlock Their Fortune" (2025). She has been on Investopedia's Top 100 Financial Advisors list six times and is the first female member of the 2024 Nasdaq Advisor Council.
April 29
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Experts say it's not just about cold, hard numbers. Knowing client expectations can also make or break any potential deal.
April 29
