More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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Advisors were right not to recommend the decentralized cryptocurrency in the past. They can be right again by recommending it today.
March 13
Digital Assets Council of Financial Professionals -
Regulators accused Cambridge Investment Research of directing clients to mutual funds and other investments that generated revenue-sharing payments when cheaper options were available.
March 12
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Dr. Jason Tibbels is a family physician and the chief medical officer of the specialty care platform Lantern. He is also a member of NCQA and the Texas Medical Board, and he previously served as Chief Medical Officer of Teladoc
March 12
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High net worth individuals tend to think they can manage investing on their own. Researchers say that's an opportunity for financial advisors.
March 12
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A federal judge agrees with Merrill that deferred compensation is a bonus used to reward employee loyalty rather than a retirement benefit protected by federal law.
March 12
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Gregory Bernstein is the co-founder and CEO of The New Industrial Corporation, an investment company that specializes in project development at the intersection of venture and infrastructure capital. He is the co-founder of Reindustrialize, has been a venture capitalist with both EQT Group and Acequia Capital, and a ship captain in the U.S. Coast Guard.
March 12
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With more views and options for financial advisors to be independent, TritonPoint Partners is offering up its take on flexibility, cash and equity, and employment status.
March 12
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The House of Representatives passed a resolution to repeal the regulations that created reporting requirements for digital asset brokers using decentralized finance systems.
March 12
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As vice president for strategy at
Sovos , Christiaan Van Der Valk leads research into trends in the market and tax legislation. His insight and expertise are instrumental in determining business strategy and when to buy, build or partner to create solutions that meet emerging trends. He is an internationally recognized voice on e-business strategy, law, policy, best practice and commercial issues. He was elected a World Economic Forum Global Leader for Tomorrow in 2000. He is the vice-chair of the Global Exchange Network Association (GENA) and chairs the CIAT (Inter-American Centre of Tax Administrations) Digitalization Dialogue.March 12
