More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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Jason Keller is director of market strategy and compliance analytics at Wolters Kluwer Compliance Solutions. He is responsible for market strategy within the financial and corporate crimes and fair and responsible banking product lines. Before joining Wolters Kluwer in 2021, he served as a community and economic senior advisor at the Federal Reserve Bank of Chicago.
February 19
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In a legal response, LPL contends it has been sued at least seven times in the past year after recruiting advisors from industry rival Ameriprise.
February 19
