More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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Compliance experts warn that financial advisors should prepare for new requirements relating to ESG, custody, cybersecurity, private funds and many other issues.
August 9
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With proper entity-based planning and tax strategies, risks to HNW assets may be minimized — or avoided entirely.
August 9
Chamberlain Hrdlicka, Trusts & Estates Practice Group -
Experts from Bank of America Private Bank and other wealth firms share top tips on how to help clients and advisors connect with heirs.
August 8
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Employees at 11 firms, some ranking as high as senior executive, stood accused of using WhatsApp and similar services to conduct business in violation of recordkeeping rules.
August 8
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Financial advisors say that as more seniors work later in life, they are having to adjust their retirement planning.
August 8
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After identifying the tax avoidance strategy as a scheme targeting high-income filers, the agency and the Treasury Department issued a new rule proposal.
August 8
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Rick David currently manages DANLEX Solutions, a boutique C-suite consulting practice, specializing in working with professional services firms. He is a former audit partner with a Big Four firm and a former member of the Professional Ethics Executive Committee of the AICPA and the AICPA Council.
August 8
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Kelly Rohrs, CPA, is the owner of
Kelly Rohrs CPA . She is a member of the American Institute of CPAs, the New York State Society of CPAs, the National Conference of CPA Practitioners, Whoggga, and Boost Women's Networking Group. With over 10 years of experience in public accounting, she specializes in working with small to medium-sized businesses.August 8
