More about InVest: As new digital tools transform wealth management, the industry’s largest players are rushing to adapt to ever-increasing customer expectations, while smaller firms strive to keep pace. Behind the scenes, many are investing more on technology and hiring to drive growth, but margins remain under pressure. In|Vest West is exploring all the dynamics at play — from front to back office — and the technologies that are shaping the future of the firm.
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Turmoil is a time for independent advisors to show why they're worth it.
March 24
DeVoe & Co. -
Dr. Donald Mullineaux is the DuPont endowed chair in banking and financial services emeritus in the Gatton School of Business and Economics at the University of Kentucky. He served on the board of directors at the Federal Home Loan Bank of Cincinnati from 2011 to 2023, including six years as chair.
March 24
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The case comes as employment suits related to mental health disabilities are expected to increase coming out of the pandemic.
March 23
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The larger firm is known for its advanced technology, while its new subsidiary is known for its comprehensive service.
March 23
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Marguerita Cheng's career path highlights the barriers many women and minorities face in wealth management – and how to push through them.
March 23
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Treasury Secretary Janet Yellen repeated her comment from a day earlier that the government's recent actions were "taken to ensure that Americans' deposits are safe." She sought to clarify it with a new line: "Certainly, we would be prepared to take additional actions if warranted."
March 23
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The active ETF firm's managing partner talks about the potential for options-based strategies in times when stocks and bonds are plunging.
March 23
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Jody Bhagat is President of Americas at Personetics, a global leader in data-driven personalization and customer engagement for financial institutions. In this capacity, he is responsible for driving customer impact and establishing market leadership with the company's Self-Driving Finance proposition. Personetics delivers personalized insights, advice, and automated programs to help customers improve their financial well-being. Previously, he was a Partner at McKinsey, where he helped financial institutions execute digital transformation programs to drive organic growth. Jody has also held digital leadership roles at leading AI-driven fintechs and North American Banks, including U.S. Bank, Wells Fargo, Providian, and Citizens Bank.
March 23
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The SEC's case against a barred former broker shows why regulators and the industry often struggle to catch repeat offenders before they harm investors again.
March 23
Financial Planning
