Independent advisors

The growing number of commission-free planners at IBDs doesn't necessarily fit the industry’s accepted definition, or its traditional categories.

The growing number of independent financial advisors could spell trouble for traditional RIAs, says the head of the national advisory firm.

Advisors report what they love — and hate — about tech at companies holding client assets.

In this circus of an industry, what chance does an average investor have of finding somebody who will actually work on his or her behalf?

The IBD and its subsidiaries’ 2,300 advisors appear to be facing a sale by its parent, with bidding reported to be starting as soon as next week.

When faced with a regulatory challenge, advisors can’t be afraid to question authorities.

Macroeconomic trends and matters of convenience will move advisors, assets and markets next year in the ever-changing wealth management space.

The representative had already been permitted to resign and suspended by state regulators, but the firm lost its case for additional damages.

The broker-dealer has also appointed a new northeastern regional director for its independent contractor division.

Ameriprise scores big in its latest round of recruiting.

With 27,000 advisors on the move this year in wealth management, the industry remains in a period of flux.

Planners are overwhelmed by options and wary of expensive solutions that don't do what's promised.

The executive argues the firm’s ownership structure is giving it a leg up — rather than posing the issues for advisors decried by critics.

Executives say valuing friendliness alongside other factors is helping to drive a record $66 million in incoming production this year.

The firm has seen a number of planners exit in recent months.

"This multigenerational shift in wealth will reshape the wealth management landscape over the next quarter century," an expert says.

The fully-independent channel remain a competitive threat to IBDs attempting to retain top advisors while dealing with lost revenue.

The company's head count has expanded by 43 advisors in the past year.

The advisors retained from shuttering Broker Dealer Financial Services will add more than 80 advisors now able to tap into the buying firm’s offerings.

Commonwealth Financial Network is helping advisors convert to full RIA status and, in the opinion of advisors and executives, shedding its traditional label.