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A massive acquisition, the possible end of the Broker Protocol and other issues will shape the industry in 2018.
November 28 -
The IBD's longtime head stepped down as part of a plan to remake the firm.
November 28 -
Wholesalers have taken a new tack for a group leery of sales calls, regulation and litigation.
November 20 -
17 great reads planners recommend to their colleagues and clients.
November 17 -
At least 274 advisors with $11.5 billion in client assets have left the fold since the acquisition.
November 16 -
At least 270 advisors with $11.1 billion in client assets have left NPH firms since the acquisition.
November 14 -
The practice’s managing director blamed the No. 1 IBD in part for its move to Securities America.
November 13 -
Advisor Group BDs have poached at least four NPH practices after LPL acquired the network’s assets.
November 9 -
The practice joined Triad Advisors after at least 25 years with its former IBD.
November 9 -
The firm aims to maximize its value to advisors, but observers caution that it faces big challenges.
November 8 -
CEO Dan Arnold listed three reasons why the firm thinks its rivals peeled off some advisors.
November 8 -
The fourth largest IBD added a super OSJ with $650 million in AUM.
November 7 -
Independent Financial’s haul includes a new affiliated RIA launched by five of the practices.
November 7 -
The firm has signed four big recruiting deals in the past three months.
November 6 -
Woodbury Financial has peeled off more than 80 advisors in the wake of LPL’s giant acquisition.
November 3 -
The Advisor Group BD has added 140 new advisors this year amid a tough recruiting fight.
November 2 -
New firm registrations have soared by 75% over the past five years, according to Schwab.
November 2 -
The firms dominate the space, but they face headwinds in a changing industry, Cerulli says.
October 31 -
CEO Dan Arnold said the acquisition of NPH’s assets will serve as a model for the future.
October 27 -
When it comes to deciding who will take over your practice, advisors must find a "like-minded cultural fit," says CEO Jamie Price.
October 27


















