Industry

New Chairwoman Susan John says the board is preparing for more cases due to its new standards and code of conduct.

Community property rules, how to divide 401(k)s and the nuances of QRDOs are just some of the specifics advisors should know.

Benefits are meant to replace just 40% of preretirement income, so many retirees should consider creating new income sources, such as running a small business or renting out a property.

It's the firm's largest headcount reduction since 2016.

The broker-dealer filed a motion requesting that Jason Kirkland’s lawyer not be allowed to represent him in court.

This is the first career move by Angie Messer and Greg Rust, who worked at the regional BD for 10 and 27 years, respectively.

They’re going into the season with weaker earnings expectations as they contend with a pileup of share downgrades.

Private Advisor Group is “cautiously optimistic” it could recruit a dozen teams with about $500 million in AUM each this year, an executive says.

The growing number of independent financial advisors could spell trouble for traditional RIAs, says the head of the national advisory firm.

Talent appears to be pouring from the wirehouse as more planners exit.