Industry

“This is a chance to redesign core systems, some of which go back to PaineWebber,” says Tom Naratil, president of UBS Wealth Management Americas.

A lawsuit filed by an ex-client was granted class action status after the firm failed to keep the dispute out of court.

The trading app's move to create its own clearing system signals broader goals.

About 60 advisors have joined the broker-dealer so far this year, with five advisors and two firms coming on this month.

Jim Cracchiolo aims to boost the number of clients receiving comprehensive plans through a series of tech upgrades for advisors next year.

Startup entrepreneur sees an opportunity to simplify savings plans and financial giving for children, and hook their parents into wealth management in the process.

These three succession planning scenarios can make a tough decision easier.

Financial advisors can reduce distractions and increase their profits by outsourcing these functions.

Wirehouses have long complained about paying the highest dues among the group’s hundreds of members, insiders say.

Gun safety proposals and the Affordable Care Act can be polarizing topics, but this advisor tweets about them anyway — to much success.