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Clients depend on us to know not just how to handle their investments, but why they are investing in the first place.

The nonprofit is serious about weeding out bad actors among CFP holders, writes Tom Sporkin, the official hired to run its compliance efforts.

Advisors say ESG is increasingly important, but many are struggling to define socially responsible investing.

Valerie Hoffman, Chief Research Officer at Meru Health, is a psychiatric epidemiologist by training (MPH from Yale University and PhD from Johns Hopkins University). She holds an adjunct faculty position at the University of Iowa, where she was an Assistant Professor in Internal Medicine and Epidemiology prior to working at Lockheed Martin and Research Triangle Institute. She has nearly 100 publications from work primarily funded by the National Institutes of Health, Veteran’s Administration, Agency for Healthcare Research and Quality, Center for Disease Control and Prevention, and the Substance Abuse and Mental Health Services Administration. 

Rachel Morgan is a Senior Product Marketing Manager at iCIMS.

Tim Walsh is the senior managing director of TIAA.

Many indexes rebalance quarterly or twice a year, so they’re slow to reflect stocks whose wild swings no longer reflect an investor’s goals.

Scott Domann is the chief people officer for Calm.

Philadelphia-based Janney Montgomery Scott added three teams from Wells Fargo and Merrill Lynch across two states managing $1.4 billion in client assets.