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New hires come at a moment of heightened competition for talent industrywide.

Joseph J. Murin is Chairman of JJAM Financial LLC, a financial services holding company. He is also Chairman Emeritus with Chrysalis Holdings and a member of the Boards for Cherry Hill Mortgage Investments and PitchPoint Solutions. Mr. Murin has served as President of the Government National Mortgage Association and co-founded The Collingwood Group, LLC, a leading Washington D.C.-based strategic consulting firm.

Banks weren't involved in the trading frenzy, but some observers say the regulatory response should address risks to all financial institutions.

Bijon Mehta is head of financial services for Twilio.

Wealth managers acting as “downstream broker-dealers” allegedly made $187 million in commissions and other selling fees on GPB Capital investments.

In the new Form CRS, firms must justify whether they place client assets in advisory or broker accounts.

Recruiting and retention of talent looms large for Advisor Group after it rolled up three firms in the wake of a massive acquisition.

Approval for similar access at competitors such as Schwab and Morgan Stanley’s E-Trade can take days.

Nancy L. Cox, CPA, is a partner at The Bonadio Group.

APIs, proprietary funds, customer service issues: executives explain what they’re planning as their company hits $6.7 trillion in client assets.