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Paul C. de Bernier (pictured), Michael Lebovitz, Tareah E. Ikharo and Stephanie M. Hurst are attorneys at Mayer Brown.

The rare move to set aside the regulator’s ruling came more than a decade after the rep ran into trouble by adding notes about his client into a software program.

The IBD network added a community bank’s investment program after exceeding the goals it set at the beginning of 2020, its head recruiter says.

“Investing should be as ubiquitous as shopping online,” says Vlad Tenev.

Sasha Brenecki is a manager with KBKG, based in Chicago, specializing in cost segregation and fixed asset services overseeing the Midwest region. She has over six years of experience conducting cost segregation studies, section 481a adjustment calculations and fixed asset reviews.

The investments can pose substantially more risks than typical initial public offerings.

the Labor Department said it wouldn’t enforce Trump-era rules for fund investments or proxy voting, nor will it sanction retirement plans that don’t comply with the regulations.

The benefits of traditional fixed income are diminishing with today’s low interest rate environment, but alternative investments can help solve the portfolio-allocation problem.

The RIA picks up 1,300 clients with $780 million in assets, underscoring feverish consolidation among wealth management firms.

Over the past year, the lineup of stock and bond funds notched an average gain of more than 25%.