The Latest

  • David Sewell is a counsel in Debevoise’s New York office and a member of the firm’s financial institutions and banking groups.

    January 6
    David G. Sewell
  • Satish Kini is a partner in Debevoise’s Washington office. He chairs the firm’s banking group and is a member of its financial institutions group.

    January 6
    Satish M. Kini
  • Katie Casaday is a marketing content writer at eFileCabinet where she specializes in computer software and document management topics.

    January 6
  • Gerhard Oosthuizen is CTO of Entersekt.

    January 5
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  • Philippe Vappereau is chairman of Calypso Networks Association.

    January 5
    Vappereau-Philippe-CalypsoNetworksAssociation-opinion-PSO .jpg
  • The firm’s use of third-party compliance vendors came under scrutiny after an ex-rep pleaded guilty to bilking clients out of $5 million.

    January 5
    LPL has paid $198M in regulatory and compliance expenses in the past eight years.
  • Mubbin Rabbani, Senior Director of Product Management, is Agero’s business owner for the Accident Management product offering, responsible for delivering innovative solutions that address critical financial levers in the auto claims value chain. He comes from a P&C background, and is passionate about the intersection of process, technology and organizational enablement of the claims experience.

    January 5
  • The firm’s chief executive began setting the stage last year when he broke the company’s three business lines into five.

    January 5
    Operating committee members including CEO Charles Scharf are reaching out personally to company leaders to ensure Wells Fargo is included when they pursue deals, according to people with knowledge of the conversations.
  • The top 20 to debut last year by total assets include only three products from BlackRock and none from Vanguard or State Street.

    January 5
    Vanguard led total ETF flows in 2020 with a record $201 billion, while BlackRock products added $116 billion.
  • M&A

    The California company, which focuses on technology companies and entrepreneurs, will make a big push into wealth management as part of the proposed acquisition.

    January 4