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As the Fed nears a potential rate cut, bearish sentiment is rising. Here's how to keep pessimistic clients from exiting the market.

In its third suit in as many months, JPMorgan is accusing a former advisor of using its banking referrals to build a book of business and then trying to abscond with those clients to a rival firm.

The numbers look gaudy, but potential estate taxes and prohibitions on future strategies make the big retirement accounts much less appealing, two experts said.

Lisa Cummings attorney and global chair of executive compensation and employee benefits practice, Cummings & Cummings Law

Antonio White is founder of 480 Advisors. He is the former FHFA director of congressional affairs and communications and a former deputy assistant secretary of the U.S. Department of the Treasury.

A vast majority of plan sponsors say that actively managed funds can beat the market, according to a new BlackRock survey. Research suggests otherwise.

Jeff Marshall is the Chief Operating Officer at Recoop®. You may contact Jeff at jeff@recoopinsurance.com and learn more at recoopinsurance.com.

Cerity Partners adds its own large RIA in New York, and Beacon Pointe acquires firms in Indiana, Washington State and New York.

Hilary Cabodi is a managing director in the Risk Advisory practice at Riveron, leading internal audit, SOX implementation and compliance, and IT risk advisory engagements for private and public companies.

Older Americans hold a higher allocation of stocks than they would like, according to the Center for Retirement Research. Researchers say that could be a positive, though not all advisors agree.