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Katrin Zimmerman is managing director of TLGG.

He allegedly told his employer that he had been diagnosed with cancer, and took medical leave from June until September. Wells Fargo notified him that he was being let go while he was away, according to the complaint.

Steve Alch, a U.S. Army veteran, has been with the company since 2001 and has overseen the wirehouse’s operations in Orlando.

Jorge Sun is CEO of LendingFront

While it may seem that there is a high barrier for entry, there are many resources available for advisors who deal with financial services abroad.

If approved for an IPO, the blank check company will face stiff competition among the growing ranks of RIA acquirers.

The former J.W. Cole advisor’s practice allegedly sold more than $40 million worth of unsuitable and unregistered promissory notes.

Ted Bickford is the director of strategic operations for Aston Carter in North America. In this role, he is responsible for the growth and expansion of Aston Carter through the hiring, training, development and support of each recruiter and sales team member.

Abby Payne is the chief people officer for SailPoint and oversees “People and Places, including talent acquisition, global compensation and benefits, management of our organizational culture and our global real estate footprint. Her strong drive to recruit, support and retain the best talent in the industry has helped to make SailPoint a leader in identity governance.