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Director tenures, nominations and committees are changing after an independent task force identified weaknesses.
October 1
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The discrimination case revolves around allegations of disparate treatment in the firm’s agency distribution channels.
October 1
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Jason Barg is a partner in the Philadelphia office of Lovell Minnick Partners, a private equity firm focused on investments in the financial services and technology sectors. Prior to joining LMP in 2010, Jason was a part of the Goldman Sachs’ Financial Institutions Group, where he focused on M&A and capital raising transactions for the firm’s investment banking clients. Prior to Goldman Sachs, Jason was a Senior Associate in PricewaterhouseCoopers’ Forensics group, where he conducted investigations into corporate accounting irregularities on behalf of clients. Jason received his M.B.A., with honors, from the Wharton School at the University of Pennsylvania and holds a Bachelor of Science in Accounting, with high distinction, from the Schreyer Honors College at the Pennsylvania State University.
October 1
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The firm is consolidating its broker-dealer and standalone RIA custody units into one division.
October 1
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Average portfolios tend to be traditional and helped stabilize markets during the COVID-19 crash, new research shows.
October 1
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The switch comes as the wirehouse revamps its technology platform with help from Broadridge Financial.
October 1
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The market for newly minted stocks has exploded this year, with U.S. initial public offerings raising more than $80 billion so far.
October 1
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The agency issued guidelines scaling back a tax break for client entertainment, following through on an element of President Trump’s 2017 tax overhaul.
October 1
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The company is turning to what it sees as a talent pool with proven success rates.
October 1
