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The new hire joins a fast-growing complex in Northern California.

A lawsuit will turn on whether UBS can demonstrate that Alexandra Van Meurs violated contract agreements when she and her team jumped to Morgan Stanley.

The list shows how firms of all sizes face a pivotal balancing act in seeking to recruit and retain advisors.

“They’re now realizing: Let’s actually get the contingency plan in place,” said Dominic Volek, head of sales at Henley & Partners, the world’s biggest citizenship and residency advisory firm.

Wayne has spent his career building global technology companies that help solve challenging problems for businesses and people. He is passionate about benefits communications challenges, in particular, and still spends the bulk of his days directly interacting and brainstorming with customers.

The widespread popularity of the compensation descriptor, long ballyhooed by RIAs, ultimately proved problematic for the CFP Board which has updated its standards.

David Pawlowski is the vice president of administration for CuraLinc Healthcare.

Simon Rodway is vice president of solutions for Entersekt.

Northwestern Mutual’s practices raise difficult questions about the nature of retail advice just as wealth management faces greater scrutiny under new rules.