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Christine Carona's former boss allegedly made derogatory comments about her personal life in front of UBS employees, according to the arbitration ruling.
October 29
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While many workers don’t have access to pension plans, annuities can provide a source of guaranteed retirement income and address longevity risks.
October 28
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More than 400 advisors joined regional BDs last year, according to hiring announcements and BrokerCheck data.
October 28
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The expansion is intended to free advisors to spend more time on client-facing tasks, executives say.
October 28
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Sandy Shecter, CPA, is the firmwide director of one of the four departments at Top 100 Firm Rehmann. She is also a member of the firm’s Board of Directors, and previously chaired its Women’s Initiative Network. She joined the firm in 1989, and began her career in public accounting in 1986.
October 28
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A once-popular loan used to finance home renovations and college tuition is slowly dying, slashing a lucrative source of revenue for the nation’s largest banks.
October 28
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Median revenue surged by 18% in the sector, but forward-looking companies have already adjusted to a fast-changing industry.
October 28
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Given that almost one-third of leveraged loans are just a downgrade away from triple-C, even a modest slowdown could create a snowball effect of sorts.
October 28
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Sergio Ermotti is under pressure to lift a stock that has trailed peers for a year.
October 28
