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The price rise and concurrent yield slide on BB-rated bonds is giving some planners pause.

Certain locations can help clients maintain their lifestyles — or even improve them.

Roland Chan is the founder and CEO of FindBob, an enterprise platform accelerating transition behavior for insurance and financial service companies by focusing on the needs of agents and advisors and empowering the enterprise with a talent management operating system to protect and grow their book of business.

A disgruntled client is poking at the firm’s low returns from its default sweep program, as well as its disclosure around the practice.

The regulator says it eliminated the need for providers to seek a special order from the agency before funds can be sold to investors.

PJ Patel is co-CEO of Valuation Research Corporation and can be reached at ppatel@valuationresearch.com or (609) 243-7030.

Under the proposed structure, the funds will conceal a portion of their assets and instead publish a list of securities that’s highly correlated to the performance of the portfolio.

Pre-retirees expect their annual health-related expenses to top $7,000 once retired, however the actual cost can be much more.

Triad Hybrid Solutions has added 31 advisors and $1.3 billion in AUM since the beginning of last year.

CEO James Poer seeks a different approach from rivals under the IBD’s new ownership.