The Latest

The potential move would follow Vanguard's pilot run of a new digital-only platform tailored to retail clients.

Deviation from the broader market has left more than half of these products with losses during a time the Dow and S&P 500 each posted double-digit gains.

Wes Bricker is vice chair and U.S. Trust Solutions co-leader at PwC US. He previously served as the Securities and Exchange Commission’s chief accountant beginning in 2016. He returned to PwC in July 2019, where he previously served clients in the banking, capital markets, financial technology, and investment management sectors, and served as a member of the firm's National Quality Organization. His responsibilities in his current role at PwC encompass audit quality, business development and portfolio strategy, human capital, diversity, innovation and technology.

Cathy Rowe, CPA, CA, is director of technology product management for audit solutions at Wolters Kluwer.

Nicholas Park is a senior account manager at Corporate Synergies.

The $42 billion RIA buys a low-fee 401 (k) provider.

The new advisors have joined the firm from rivals including Wells Fargo and Morgan Stanley, according to an internal memo.

Cash flow has subsided and market conditions have changed since the fund was closed to most new accounts in 2016.

Gurinder Ahluwalia, CEO of 280 CapMarkets, outlines new bond-trading infrastructure for wealth management, along with his argument for why fears of PE capital are unfounded.

Former Envestnet executives partner with investment group to launch new consulting firm.