The Latest

Steve Ozonian is president and CEO of Williston Financial Group.

One advisor has worked at Securian for his entire career.

At least two clients said they received calls from the advisor where he discussed his departure from the firm, according to the complaint.

Some of the same features that led to their unpopularity may also be what uncorrelated them from their peers, an expert says.

Susan Peterson is digital lead, energy industries, at ABB. The firm aids customers with every level of digitalization, from planning to implementation, considering business priorities and challenges, as well as long-term goals.

From curating trips to Italy to designing their own software, these planners found creative ways to deepen existing client relationships and make new ones.

Lightyear Capital sold its majority stake in Wealth Enhancement Group to another wealth management industry entrant.

Because of bank sweeps, veterans and their families' accounts will default to a 26-basis point APY on cash — down from the 1%-2% returns they were getting from money market funds.

Erick De La Fuente, CPA, is vice president of finance transformation and business development at Embark. He can be reached at erick@embarkwithus.com.

The agency wants to hire a reputation management expert to burnish its image as it faces social media attacks.