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John Arvanitis is a managing director in the compliance risk and diligence practice at Kroll, where he advises clients worldwide on anti-money-laundering matters and other aspects of compliance programs. Arvanitis joined Kroll after a 27-year career with the U.S. Justice Department's Drug Enforcement Administration (DEA). During this time, he developed and led numerous initiatives focusing on disrupting and dismantling transnational organized crime syndicates, with an emphasis on money laundering and other finance-related activities.
August 2
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Catherine Maloney is vice president of data nanagement and analytics at CO-OP Financial Services.
August 1
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Those who didn't save early may miss key opportunities, experts say.
August 1
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The firm didn't disclose its conflicts of interest in receiving over $100 million in revenue sharing from mutual funds over nearly five years, the SEC says.
August 1
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Steve Coffman has more than 20 years’ experience in corporate benefits and insurance. During the last 17 years, he has managed disability and leave teams before serving as Director of Client Solutions for a Top 5 carrier. Steve’s current position at Guardian is Senior Life & Disability Practice Leader. In this role, he utilizes his extensive disability experience to assist key clients and producers in better understanding claim best practices and possible solutions that create value for companies and their employees.
August 1 -
Ladenburg Thalmann's largest firm has added at least five teams in the wake of recent acquisitions by rivals.
August 1
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The once high-profile RIA owner ran a $20 million Ponzi scheme, federal prosecutors said.
August 1
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