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Employees clearly preferred, and felt more comfortable wearing, more relaxed clothes every day. Even better, the switch improved client relations .
May 16
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When the board's new Code and Standards take effect in October, fee-only advisors will be expected to step up their compliance operations.
May 16
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Practices can dance on the cutting edge by returning to basics in an area where financial advisors are “deeply curious” about the best approach.
May 16
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Lisa Joyce is a Financial Planning contributing writer in New York. She has also written for American Banker.
May 16
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The win follows a first-quarter report showing it grew its ranks 3.4% over the prior year.
May 16
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Even momentum, which has made money in eight of the last 10 years, has plunged in 2019.
May 16
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John Dugan led the OCC as U.S. comptroller of the currency from 2005 to 2010. He is currently the lead independent director of Citigroup Inc. He is a former chair of the bank regulatory practice at the law firm Covington & Burling.
May 16
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Charles Noski has served since 2016 as chairman of the Financial Accounting Foundation, the nonprofit body that appoints, funds and oversees the Financial Accounting Standards Board, and formerly chaired the FASB’s Financial Accounting Standards Advisory Council. Earlier in his career, he was chief financial officer of Bank of America and a member of the board of directors of Morgan Stanley.
May 16
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The Wall Street giant will use the Main Street advisory firm to further its mass-affluent strategy.
May 16
