The Latest

  • Jason Park is senior vice president of digital forensic services at BIA (www.biaprotect.com), a leader in eDiscovery services. A licensed private investigator with over two decades of diverse eDiscovery and computer forensics experience, Park oversees BIA’s data collection, digital forensics, investigation and analysis services for matters of all sizes and complexities. He can be reached at jpark@biaprotect.com.

    November 19
  • Jon Lukomnik is a long-time institutional investor who has run a large pension fund, been a managing director at a top ten hedge fund, and also been on the creditor's committee of WorldCom. He currently serve on the Deloitte Audit Quality Advisory Committee and the Standing Advisory Group of the PCAOB.

    November 17
    Lukomnik-Jon
  • Jesse Kallman is an expert in the drone and software industry with more than 13 years of related experience. He has worked in various parts of the industry including research at Georgia Tech, federal policy at the FAA, and advocacy with groups like AUVSI. He is president of Atlanta-based, Airbus-backed company, Airbus Aerial.

    November 16
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  • Laura Keller is senior director of customer experiences for NTT DATA Services with more than 15 years of experience dedicated to customer experience and people-centered design, Keller is an advocate for designing intuitive and meaningful, end-to-end experiences with business impact in the financial services and insurance sector. Keller has presented at UxPA, IxDA, Service Design Network (SDN) Conferences and has written for UX Matters, Communication Arts and SDN’s Touchpoint Journal.

    November 16
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  • Scammers can learn quite a bit of information from social media so don’t think that just because they know a couple pieces of information about you and your family that they are legit.

    November 16
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  • If you do not fully understand the regulations, you’re not alone.

    November 16
    Mark Mersman
    USA Financial
  • The firm alleges the advisors violated a non-solicitation contract, which they have denied doing.

    November 16
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  • The SEC may have had good intentions, but the guidelines have distorted markets and reinforced the allure of companies that forego the IPO.

    November 16
    SEC jay clayton IAG
  • The fully-independent channel remain a competitive threat to IBDs attempting to retain top advisors while dealing with lost revenue.

    November 16
    Cerulli Associates RIA advisor head counts
  • Richard G. Cody, formerly of Boston Investment Partners, allowed his clients’ accounts to dwindle to almost nothing, according to the Justice Department.

    November 16
    Department of Justice DOJ