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The cases allege unsuitable recommendations of LPs issued by affiliates of GPB Capital, which faces multiple investigations.
October 17 -
The firm's new private investment fund will source deals using its own investment bankers and wealth managers.
December 12 -
The SEC may have had good intentions, but the guidelines have distorted markets and reinforced the allure of companies that forego the IPO.
November 16 -
Regulators in Massachusetts launched a “sweep” of more than 60 firms that sold nearly $1.3 billion in limited partnerships sponsored by GPB Capital.
September 13 -
Instead, Chairman Jay Clayton should be looking for a quicker way for companies to move from private to public markets, and back.
September 4 -
The broker misappropriated his clients’ investment money for rent, credit card bills and other personal uses, investigators say.
April 2 -
Morgan Stanley and one of its advisors were ordered to return the entrepreneur's investment in two private placement funds totaling $536,000 and pay him $37,500 in compensatory damages.
January 25 -
The firm's expansion may also include assignments on private placements and unsecured-debt from real estate investment trusts, an executive says.
August 30