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Clients can find broad diversification or dividend growth, but it's tough to find both. Here are some ideas.

Ron Haynie is senior vice president of mortgage finance policy for the Independent Community Bankers of America.

Larry Roth, who was also head of AIG Advisor Group, is offering up his expertise after helping both firms navigate difficult years as their chief executive.

Regulators including FINRA are looking at ways to help spur innovation.

Careful planning and frugality can lead to early retirement – but only if clients are truly committed to the goal.

The expense ratios for these funds were closer to that of the average actively managed equity mutual fund.

Carla Dearing is head of product at FlexWage Solutions.

The IBD’s advisors did not understand investments they sold to clients, the SEC says.

Computer algorithms could increase portfolio returns by whole percentage points.

I underestimated Hurricane Matthew. I won’t do the same with this storm.